Service Overview
At ABICO, we bring over 25 years of expertise in assisting financial service providers to establish and expand their operations in Dubai. We specialize in guiding businesses through the process of obtaining the coveted Investment Advisory License within the Dubai International Financial Centre (DIFC). With our extensive experience and in-depth understanding of regulatory requirements, we are committed to helping you secure your license efficiently and effectively. What is an Investment Advisory License and Why is It Important? An Investment Advisory License is a regulatory authorization that allows individuals and firms to provide expert advice on investments within the DIFC jurisdiction. Managed and overseen by the Dubai Financial Services Authority (DFSA), this license ensures that investment advisers operate professionally, ethically, and in accordance with international standards. Having this license is essential for legitimizing your activities as a financial advisor, building trust with clients, and gaining access to a broad market of investors and institutional clients. It signifies your commitment to high standards of integrity and competence, enhancing your reputation within the financial community. Requirements for Obtaining the License: To qualify for a DIFC Investment Advisory License, applicants must meet specific criteria, including: - Demonstrating relevant professional qualifications and significant experience in investment advisory. - Showing financial stability through audited financial statements or other credible financial evidence. - Submitting a detailed Regulatory Business Plan (RBP) outlining your intended activities and operational scope. - Successfully passing the DFSA’s fit and proper assessment to verify your suitability to hold the license. Working with ABICO ensures your application is handled professionally at every stage, increasing the chances of a quick and successful license approval.
Key Benefits & Advantages
Our Execution Process
Submit Letter of Intent
Submit a formal Letter of Intent (LOI) to the DIFC Authority expressing your business interest.
Prepare Regulatory Business Plan
Draft and deliver a comprehensive Regulatory Business Plan (RBP) detailing services, resources, and compliance.
Complete Application & Submit
Compile the official DFSA licensing application forms and submit them for evaluation.
Initial Approval
Receive the DFSA's in-principle or initial approval to proceed with your setup.
Register & Corporate Setup
Incorporate the corporate entity inside DIFC, secure physical office premises, arrange employee visas, and set up banking.
Final Inspection & Licensing
Undergo the final regulatory inspection and receive your formal operational license from the DFSA.